Operations and Trading Assistant Job at EMERGENT METHOD, Baton Rouge, LA

  • Baton Rouge, LA

Job Description

On behalf of a client in the financial services industry, we are seeking a versatile and detail-oriented operations and trading assistant to join the organization’s operations team. Playing a critical and dynamic role at the intersection of trading and operations, the ideal candidate will be adept at handling various tasks and challenges with agility and precision related to the day-to-day business operations and trading activities. The role requires both a proactive approach and a strong understanding of trading processes and operations workflows. This is a full-time, onsite position based in Baton Rouge, LA and reports to the Branch Operations Manager.
Key responsibilities include but are not limited to the following:
  • Manage the daily operations of client accounts, including account setup, client onboarding, maintenance, and documentation
  • Assist with general office operations, including administrative tasks, scheduling, and coordination of office activities
  • Ensure adherence to all regulatory requirements and internal policies, maintaining accurate records and documentations for audits and regulatory reviews
  • Assist implementing the best practices to enhance process efficiency
  • Process asset transfers, ensuring accuracy and compliance
  • Assist with trading on the behalf of clients, including equities, bonds, mutual funds, and ETFs, ensuring accurate and timely execution of trades
  • Provide exceptional service to clients by assisting with inquiries and addressing their needs promptly
  • Assist with special projects and other duties as needed


Requirements for this position include the following:
  • Bachelor’s degree in finance, business administration, economics, or a related field
  • Series 7 and Series 63 licenses, or the ability to obtain them  
  • Previous experience in trading, operations, or wealth management preferred
  • Understanding of financial markets, trading platforms, and asset transfer processes
  • Strong technical skills with the ability to be proficient in trading software and portfolio management systems
  • Excellent analytical and problem-solving skills
  • Strong attention to detail and ability to manage multiple tasks simultaneously
  • Effective communication and interpersonal skills
  • Ability to be proactive and take ownership of tasks
  • Ability to adapt and thrive in a dynamic environment with a willingness to take on new and varied responsibilities
Emergent Method and associated entities are equal opportunity employers. We do not discriminate against employees or applicants for employment on any legally recognized basis or any protected class under federal, state, or local law.


Job Tags

Full time, Local area,

Similar Jobs

LaSalle Network

Prior Authorization Specialist Job at LaSalle Network

 ...We are looking for several Prior Authorization Specialists because of the amazing growth within its healthcare organization! The ideal prior experience would be working with physicians and clinical staff in a medical or clinical setting and a person who thrives in a... 

U.S. Army

Entry Level Combat Engineer Job at U.S. Army

(Entry Level) Communications Specialist The U.S. Army is at the forefront of communications technology and bolsters one of the most robust communications networks on the planet. As a communications technician in 1 of the 25 Army technical communications careers you... 

TJX Companies, Inc.

Retail Associate Temp Part Time Hiring Now Job at TJX Companies, Inc.

Opportunity: Contribute To The Growth Of Your Career Responsible for delivering a highly satisfied customer experience proven by engaging and interacting with all customers, embodying customer experience principles and philosophy, and maintaining a clean and organized...


People Analytics Lead Analyst Job at ServiceNow

 ...ServiceNow, our technology makes the world work for everyone, and our people make it possible. We move fast because the world cant wait,...  .... The role will be heavily focused on Learning & Development analytics. You will design and run analyses, automate reports,... 

Employment Type Full Time

Labor and Delivery Nurse Job at Employment Type Full Time

 ...and operates Bruceville Terrace a 171-bed sub-acute skilled nursing long-term care facility adjacent to the hospital that...  ...not eligible. Minimum Qualifications: One (1) year labor and delivery experience as an RN required in an acute care setting. Associates...